RIVERA, J.
In this appeal concerning a police officer's personal injury action against municipal defendants the City of New York and the New York City Police Department, we conclude that Labor Law § 27-a (3) (a) (1) sets forth an objective clear legal duty that may serve as a predicate for a claim under General Municipal Law § 205-e. Therefore, the order of the Appellate Division should be affirmed and the certified question answered in the affirmative.
Plaintiff Allison Gammons was a police officer with the New York City Police Department working on "barrier truck detail" in Brooklyn, New York when she was injured during the course of loading wooden police barriers onto a police flatbed truck. According to plaintiff, she was standing at the rear of the truck holding a barrier when another officer who was helping to load
Plaintiff sued defendants City of New York and the New York City Police Department seeking damages, asserting causes of action for common-law negligence and under General Municipal Law § 205-e for failure to comply with Labor Law § 27-a, known as the Public Employee Safety and Health Act (PESHA), based, in part, on the alleged unsafe and dangerous condition of the truck. At her deposition plaintiff stated the truck was too short to accommodate the full length of the barriers being loaded, the back was left open and unprotected, the side railings were only three feet high, and only one officer could comfortably fit on the truck during the loading process. She claimed that on the date of her injury, defendant Police Department, nevertheless, had available newer trucks that were sufficiently long to accommodate the full length of the barriers without any portion hanging off the back, were equipped with a tailgate, and could hold two officers.
Defendants moved for summary judgment pursuant to CPLR 3212, claiming that General Obligations Law § 11-106 (1)
Plaintiff responded that the motion was unsupported by the law and facts. Additionally, in a supplemental bill of particulars, she alleged that defendants violated 29 CFR 1910.23 (c) (1)
As relevant to this appeal, Supreme Court denied the motion in part, concluding Labor Law § 27-a (3) (a) (1) may serve as a predicate for a violation of General Municipal Law § 205-e (30 Misc.3d 1230[A], 2011 NY Slip Op 50286[U] [Sup Ct, Kings County 2011]).
On appeal to this Court, the parties reiterate their arguments below. Defendants contend that Labor Law § 27-a does not provide an injured worker with a private right of action, and, instead, establishes a workplace inspection scheme under which the Commissioner of Labor alone may determine a violation of the statute. Therefore, section 27-a cannot serve as a predicate to plaintiff's General Municipal Law cause of action. Defendants further claim that, regardless, plaintiff has failed to assert a cause of action based on a physical and environmental workplace hazard, in accordance with section 27-a (3) (a) (1). In contrast, plaintiff argues that Labor Law § 27-a (3) (a) (1) contains a clear legal duty and, thus, was a proper statutory predicate for her General Municipal Law § 205-e cause of action, and that her fall from the truck was a "recognized hazard." We agree with plaintiff that section 27-a is sufficient to serve as a statutory predicate for her claim.
General Municipal Law § 205-e contains a right of action allowing police officers to sue for injuries sustained in the line of
In prior cases this Court described how the 1992 and 1996 amendments were intended to enlarge a police officer's right of action under General Municipal Law § 205-e (see Giuffrida v Citibank Corp., 100 N.Y.2d 72, 77-78 [2003]; Gonzalez, 93 N.Y.2d 539; Schiavone v City of New York, 92 N.Y.2d 308 [1998]). Schiavone and Giuffrida noted that in the 1992 amendment the legislature rejected judicial interpretations limiting a police officer's action under General Municipal Law § 205-e to injuries related to safety and maintenance violations concerning a "premises" (Schiavone, 92 NY2d at 314; Giuffrida, 100 NY2d at 77-78). Instead, the legislature concluded that because "police officers are required to confront dangerous conditions under many and varied circumstances, there is a need to ensure that a right of action exists regardless of where the violation causing injury or death occurs" (L 1992, ch 474, § 1 [responding to Sciarrotta v Valenzuela, 182 A.D.2d 443, 445 (1st Dept 1992) and Cooper v City of New York, 182 A.D.2d 350, 351 (1st Dept 1992), affd 81 N.Y.2d 584 (1993)]; see also Giuffrida, 100 NY2d at 78; Schiavone, 92 NY2d at 314).
Giuffrida and Gonzalez both discussed how in 1996 the legislature again amended General Municipal Law § 205-e to expand its scope and application (Giuffrida, 100 NY2d at 78; Gonzalez, 93 NY2d at 548; see L 1996, ch 703, § 2). Then, in Gonzalez, this Court pointed out that the addition of subdivision (3) to permit liability even in cases where the injury is due
Thus, this Court has recognized that these amendments, enacted on the heels of judicial decisions constricting the application of General Municipal Law § 205-e, manifest the legislature's determination to bring courts in line with the legislative goal of providing a cause of action for police officers for negligent noncompliance with the law. Indeed, the legislative history of the 1996 amendments sets the record straight that by amending the statute our state elected officials
Any doubts as to the legislative directive to the judiciary were laid to rest in Williams v City of New York, wherein this Court stated that this "series of amendments to section 205-e teaches us that we should apply this provision `expansively' so as to favor recovery by police officers whenever possible" (2 N.Y.3d 352, 364 [2004], citing Gonzalez, 93 NY2d at 548).
With this understanding of the legislative intent to give broad application to General Municipal Law § 205-e, we turn to defendants' challenge to plaintiff's cause of action for damages. To succeed on their summary judgment motion, defendants must establish "a prima facie showing of entitlement to judgment as a matter of law, tendering sufficient evidence to demonstrate the absence of any material issues of fact" (Alvarez v Prospect Hosp., 68 N.Y.2d 320, 324 [1986]; see also CPLR 3212 [b]). For the reasons we discuss, defendants have failed to meet their burden.
As a predicate to her General Municipal Law damages cause of action plaintiff relies specifically on Labor Law § 27-a (3) (a) (1), which provides that
Defendants counter that because PESHA lacks a private right of action plaintiff cannot base her General Municipal Law § 205-e claim on section 27-a. However, that is exactly what General Municipal Law § 205-e permits and what the legislature intended. While it is true that PESHA does not contain an express private right of action (Hartnett v New York City Tr. Auth., 86 N.Y.2d 438, 443 [1995]), General Municipal Law § 205-e does not require that the predicate for a police officer's action contain an existing right to sue. We do not read nonexisting requirements into legislation for
To the extent defendants argue that as a matter of law a general duty clause, such as that contained in section 27-a, cannot serve as a predicate for General Municipal Law § 205-e liability, we find that argument without support in the General Municipal Law or our prior decisions. In order to recover under General Municipal Law § 205-e "[the] police officer must demonstrate [an] injury resulting from negligent noncompliance with a requirement found in a well-developed body of law and regulation that imposes clear duties" (Williams, 2 NY3d at 364 [internal quotation marks omitted], citing Galapo v City of New York, 95 N.Y.2d 568, 574 [2000]). If a statute that provides for a general duty satisfies this requirement it may serve as a basis for a General Municipal Law § 205-e cause of action (id.).
This Court held as much in Gonzalez v Iocovello. In Gonzalez we concluded that a General Municipal Law § 205-e cause of action could be predicated upon violation of Vehicle and Traffic Law § 1104 (e), which imposed a duty that drivers of authorized emergency vehicles drive with due regard for the safety of all persons, and without reckless disregard for the safety of others (93 NY2d at 551). In the companion case of Cosgriff v City of New York, we similarly found the predicate basis for plaintiff's General Municipal Law § 205-e cause of action in the New York City Charter § 2903 (b) (2) requirement that the Commissioner of the New York City Department of Transportation shall "have charge and control of ... repair[ing] ... public roads ... [and] streets" and the Administrative Code of the City of New York § 7-201 requirement that the City receive prior written notice of a defective sidewalk in order to be held liable (93 NY2d at 552-553). In both matters we found that the relevant provisions imposed clear legal duties, and reiterated that a proper predicate may contain "either a particularized mandate or a clear legal duty" (id. at 551; cf. Desmond v City of New York, 88 N.Y.2d 455, 464 [1996]; see also Hayes v City of New York, 264 A.D.2d 610 [1999] [duty imposed upon building owners to keep buildings in good repair pursuant to Multiple Dwelling Law § 78 was a valid predicate for section 205-e]).
The question then is whether section 27-a contains a clear legal duty, expressed in a well-developed body of law and regulation (Williams, 2 NY3d at 364; Gonzalez, 93 NY2d at 551). We find that it does.
Within this statutory framework, section 27-a (3) (a) (1) imposes on employers a duty to provide a safe workplace "free from recognized hazards[,] ... [and] reasonable and adequate protection to the lives, safety or health of its employees." This duty, albeit general, is sufficiently clear to provide a basis to determine liability. Notably, as in Gonzalez, the standard is set forth in a statute, here in PESHA, in Gonzalez, in Vehicle and Traffic Law § 1104. Also, the mandate that employers provide a workplace "free from recognized hazards" sets a standard at least as sufficient to define the duty of care as the "reckless disregard" duty of care incorporated into Vehicle and Traffic Law § 1104, which we referenced approvingly in Gonzalez.
The decision in Williams supports our conclusion here. In Williams this Court left open the question whether PESHA
Here, plaintiff alleges that she suffered an injury involving an improperly equipped police truck while in the line of duty. Plaintiff's claim does not involve the type of special risks faced by police officers that Williams found were outside the scope of PESHA, which involved life and death decisions. Instead, her claim is strikingly similar to the claim in Balsamo, which involved an alleged physical injury to a police officer when his knee hit a sharp protruding edge of a computer mounted off the floor of his police vehicle (287 A.D.2d 22). As we stated in Williams, PESHA arguably covers such claim as an occupational injury involving an "improperly equipped vehicle" (Williams, 2 NY3d at 368).
Defendants additionally argue that Labor Law § 27-a cannot serve as a predicate because that statute establishes a regulatory scheme under which the Commissioner of Labor has sole authority over enforcement for violations of the statute. According to defendants, permitting private actions would undermine the Commissioner's role and upset regulatory enforcement because PESHA's detailed statutory scheme does not vest courts with jurisdiction to determine whether a PESHA violation has occurred. We are also unpersuaded by this argument.
First, the Commissioner is empowered to investigate allegations of existing workplace hazards, and enforce violations where an employer fails to cure noncompliance with PESHA (see Labor Law § 27-a [5], [6]). Therefore, the Commissioner's enforcement powers are unrelated to and distinct from plaintiff's action against her employer for damages incurred as a result of an injury caused by a recognized hazard. We find no support for defendants' argument that the Commissioner's role to ensure a
We reject defendants' invitation to read General Municipal Law § 205-e so as to foreclose plaintiff's action, for doing so would ignore years of legislative enactments decrying just such a result. Based on the legislative intent to provide police officers with a right to sue in torts against their employers, and the legislature's mandate that the courts expansively apply section 205-e, we hold that PESHA's general duty clause serves as a predicate to plaintiff's General Municipal Law § 205-e cause of action for damages. Therefore, we reject defendants' contention that as a matter of law Labor Law § 27-a (3) (a) (1) cannot serve as a statutory predicate.
With respect to defendants' alternative argument that plaintiff has failed to assert a violation of the duty set forth in section 27-a (3) (a) (1) because she has not established that her injury was due to a "recognized hazard," the Appellate Division properly concluded defendants failed to support this allegation in their summary judgment motion. A plaintiff must establish both a statutory predicate for the General Municipal Law § 205-e claim as well as a statutory violation (Williams, 2 NY3d at 365). Here, plaintiff claims the truck was too short and lacked the proper railings for the task of barrier loading. Plaintiff's claim is thus premised on her allegation that she suffered an injury while working on an improperly equipped truck, which Williams stated could be treated as an occupational injury covered by PESHA. Defendants failed to satisfy their threshold summary judgment burden by providing proof of their assertion that plaintiff's injury was not due to a recognized hazard within the meaning of the statute (see Johnson v Culinary Inst. of Am., 95 A.D.3d 1077, 1078 [2d Dept 2012]).
Accordingly, the order of the Appellate Division, insofar as appealed from, should be affirmed, with costs, and the certified question answered in the affirmative.
Because, in my view, Labor Law § 27-a (3) (a) (1), by itself, is too general to serve as a predicate for a General Municipal Law § 205-e cause of action, I respectfully dissent.
We explained in Williams v City of New York (2 N.Y.3d 352 [2004]) that "as a prerequisite to recovery [under General Municipal Law § 205-e], a police officer must demonstrate injury resulting from negligent noncompliance with a requirement found in a well-developed body of law and regulation that imposes clear duties" (id. at 364 [citations omitted and emphasis supplied]; see Desmond v City of New York, 88 N.Y.2d 455, 463-464 [1996] [stating that section 205-e "was not enacted to give police officers an unrestricted right to recover for all negligently caused line-of-duty injuries. Nor was it intended to give police officers a right to sue for breaches of any and all governmental pronouncements of whatever type and regardless of how general or specific those pronouncements might be"]). Section 27-a (3) (a) (1) requires every employer to
This provision is a general one, and we have previously referred to it as the "general duty" clause (Williams, 2 NY3d at 367).
Plaintiff claims that she is entitled to recover under the general duty clause because the truck from which she fell was dangerous and defective, i.e., it was too short to accommodate the barriers she was asked to load. Relying on the companion cases Gonzalez v Iocovello and Cosgriff v City of New York (93 N.Y.2d 539 [1999]), the majority claims that this section provides a "clear legal duty, expressed in a well-developed body of law and regulation" (majority op at 571). The provisions in those cases, however, were plainly more specific and set forth legal duties that were more clear than section 27-a (3) (a) (1)'s requirement that employers provide a safe workplace (see Gonzalez, 93 NY2d at 550-551 [holding that Vehicle and Traffic Law § 1104 (e) could serve as a predicate for liability because it did not absolve operators of emergency vehicles of liability for "reckless disregard for the safety of others"]; Cosgriff, 93 NY2d at 552-553 [holding that sections of the New York City Charter and Administrative Code of City of NY concerning repairs of
That does not mean, however, that a police officer or firefighter could never utilize Labor Law § 27-a (3) (a) (1) as a predicate, only that in order to do so, they should be required to cite to a specific regulation that they claim was violated. It is not insignificant that Labor Law § 27-a requires the Commissioner of Labor to not only "adopt all safety and health standards promulgated under the United States Occupational Safety and Health Act of 1970" (Labor Law § 27-a [4] [a]), but also to "promulgate rules and regulations recommended to him by ... [the state occupational safety and health hazard abatement board] which establish standards whenever such board finds" either that no federal standard exists or that a federal standard exists but that conditions in public workplaces require a different standard (Labor Law § 27-a [4] [b] [i], [ii]). These standards promote section 27-a (3) (a) (1)'s goal of providing a safe workplace, and it is not coincidental that section 27-a (3) (a) (2) requires every public employer to "comply with the safety and health standards promulgated under [section 27-a]."
In this respect, I would employ the same analysis to the claims made by police officers and firefighters under the general duty clause that we employ in our analysis of a Labor Law § 241 (6) cause of action. With respect to the latter claim — which is routinely brought by a construction worker against a contractor and owner — we have required the worker to identify the specific rule or regulation promulgated by the Commissioner of Labor that the contractor or owner allegedly violated (see Ross v Curtis-Palmer Hydro-Elec. Co., 81 N.Y.2d 494, 501-502 [1993]; see also Labor Law § 241 [6]). The rule or regulation alleged to have been violated must be a "specific" and "positive command" rather than a mere reiteration of a common-law standard of care that would do little more than incorporate "the ordinary tort duty of care into the Commissioner's regulations" (Ross, 81 NY2d at 504).
Here, the majority claims that the common-law standard of care — the duty to provide a safe workplace — by itself, may serve as a predicate for a General Municipal Law § 205-e claim. In my
Plaintiff has done so in this case, asserting, in addition to her claim under the general duty clause, that defendants violated 29 CFR 1910.23 (c) (1), which is an Occupational Safety and Health Act provision. Neither the Appellate Division nor Supreme Court addressed whether this provision applied to the facts of this case. Therefore, I would remand to Supreme Court to consider the applicability of that federal regulation to plaintiff's General Municipal Law § 205-e cause of action.
Order, insofar as appealed from, affirmed, with costs, and certified question answered in the affirmative.